Compliance Management

Navigating the maze of policy management in finance: A technological compass

Navigating the maze of policy management in finance: A technological compass

The importance of robust, clear, and compliant policies and procedures cannot be overstated in the dynamic realm of financial services. These fundamental elements empower firms to align their operations with strategic goals, adhere to regulatory mandates, and cultivate a culture rooted in accountability and transparency.
How the latest AML/CFT proposals will reshape investment advisory

How the latest AML/CFT proposals will reshape investment advisory

The world of finance is on the brink of a significant transformation, especially for investment advisors in the United States. On February 15th, 2024, a pivotal announcement was made by the Financial Crimes Enforcement Network (FinCEN) that is set to redefine the landscape of anti-money laundering (AML) and counter-financing of terrorism (CFT) compliance.
Europe leads with landmark AI Act: Safeguarding rights and fostering innovation

Europe leads with landmark AI Act: Safeguarding rights and fostering innovation

In a significant stride towards regulating artificial intelligence (AI), the European Parliament adopted the Artificial Intelligence Act in a bid to ensure safety and compliance.
Sumsub and Chainalysis join forces to revolutionise compliance and security

Sumsub and Chainalysis join forces to revolutionise compliance and security

Sumsub, a global leader in full-cycle verification, has announced a strategic partnership with Chainalysis, the forefront of blockchain data analysis.
Greg Watson, CEO of Napier AI, outlines the company's plans following £45m investment

Greg Watson, CEO of Napier AI, outlines the company’s plans following £45m investment

Following the close of a £45m capital injection, London-based RegTech Napier AI has its eyes set on helping firms get ready for the future of compliance.
Riskified debuts Auth Rate Enhance to boost e-commerce success

Riskified debuts Auth Rate Enhance to boost e-commerce success

Riskified, a New York Stock Exchange-listed company specialising in ecommerce fraud and risk intelligence, has recently introduced Auth Rate Enhance.
5 reasons why asset managers must embrace FCC automation

5 reasons why asset managers must embrace FCC automation

In an era where digital transformation is paramount, asset managers are recognising the indispensable role of automating Anti-Money Laundering (AML) processes.
The role of KYC Portal in real-time risk assessment

The role of KYC Portal in real-time risk assessment

In an age where the regulatory landscape is as unpredictable as ever, and the integrity of businesses hangs by a thread, companies are increasingly...
How KYC Portal CLM is revolutionising risk management

How KYC Portal CLM is revolutionising risk management

In the intricate world of corporate risk management, navigating the global regulatory maze is a formidable challenge for financial institutions and businesses. The concept of 'orchestration' has emerged not merely as an industry buzzword but as a vital strategy towards achieving operational excellence.
AMLA's new home in Frankfurt: Strengthening EU's fight against financial crime

AMLA’s new home in Frankfurt: Strengthening EU’s fight against financial crime

In a significant announcement made in February, the Council of the European Union revealed that Frankfurt has won the competitive bid to host the Anti-Money Laundering Authority (AMLA), marking a pivotal moment for regulatory oversight within the EU.

News Stories

FinTech

FinTech investment sees uptick following two sluggish weeks

There was a climb in investment in the FinTech sector this week, with FinTech Global reporting on a total of $399m being raised across...
compliance

Will 2024 be the year of compliance technology?

As technologically-driven solutions continue to firmly pierce the financial industry and how it runs, the need for firms to maintain compliance amongst a deluge...
ZeroEyes joins Lloyd's Lab for pioneering InsurTech against gun violence

ZeroEyes joins Lloyd’s Lab for pioneering InsurTech against gun violence

In an unprecedented move, ZeroEyes, known for its pioneering AI gun detection technology, has been welcomed into the coveted Lloyd's Lab Accelerator program, marking a significant stride in InsurTech innovation.
Chubb revolutionises flood insurance: Faster quotes with new digital platform

Chubb revolutionises flood insurance: Faster quotes with new digital platform

Chubb Personal Risk Services (PRS), known for its commitment to providing exceptional insurance services, has announced the launch of an innovative self-service Flood Insurance System.
Bishop Street and Topsail Re join forces to revolutionise MGA platform with strategic joint venture

Bishop Street and Topsail Re join forces to revolutionise MGA platform with strategic joint...

Bishop Street Underwriters, a notable entity within the RedBird Capital Partners' portfolio, has formally announced a groundbreaking joint venture with Topsail Reinsurance SPC, Ltd....

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