Tags US

Tag: US

OCC names cybersecurity as key risk for federal banking system

The US’ Office of the Comptroller of the Currency (OCC) has named cybersecurity and technology management as a key emerging risk.

Broadridge Financial prices $750m in senior notes

Broadridge Financial Solutions has priced $750m in senior notes due 2029 in an offering registered with the US Securities and Exchange Commission.

The FBI issues warning on apps created in Russia as a...

The US’ Federal Bureau of Investigation (FBI) has reportedly issued a warning that any mobile app created in Russia could be a “potential counterintelligence threat.”

Goldman Sachs fined $1m for failing to record communications

The U.S. Commodity Futures Trading Commission (CFTC) has fined Goldman Sachs $1m for failing to make and keep certain audio recordings as needed for compliance under swap dealer regulations.

SAR nets $1m seed funding from angel investors

SAR, a data analytics platform for securities class action (SCA), has netted $1m in seed funding from a group of angel investors.

REX collects $40m in Series C1 funding

PropTech platform REX has collected $40m in a Series C1 round, bringing its total funding efforts to $115m.

SEC rewards three whistleblowers for helping stop securities fraud

The US Securities and Exchange Commission (SEC) has financially rewarded three individuals for submitting a tip which alerted the regulator to fraud scheme targeting retail investors.

HMBradley is the latest US challenger bank to set sights on...

HMBradley is the latest US challenger bank to enter the fray, differentiating itself from competitors by offering consumers rewards for positive financial behaviours.

San Francisco-based InsurTech Kover.ai closes $1.5m seed round

Kover.ai, a San Francisco-based insurance startup, has closed its seed round on $1.5m.

Lively scores $27m in Series B led by Costanoa

Lively, a modernized health savings account platform, has scored $27m in its Series B round which was led by Costanova Ventures.