Tags Commodity Futures Trading Commission (CFTC)

Tag: Commodity Futures Trading Commission (CFTC)

The risks and opportunities facing FinTechs forced to have staff work...

The COVID-19 outbreak has forced many FinTechs to have their staff work from home. However, what should these companies consider when encouraging remote working?

CFTC warns against coronavirus-related fraud

The Commodity Futures Trading Commission (CFTC) has warned the public to be on alert for frauds seeking to profit from recent market volatility related to the COVID-19 pandemic.

CFTC cancels open meeting due to coronavirus scares

The American Commodity Futures Trading Commission has cancelled an open meeting due to take place on March 19 in response to recently issued guidance from the Office of Management and Budget and the President’s emergency declaration regarding COVID-19.

CFTC approves Small Exchange as new futures exchange for individual traders

The US regulator the Commodity Futures Trading Commission (CFTC) has approved the Small Exchange as a contract market exchange.

Foreign exchange firm owner charged with fraud and misappropriation

A man operating out of a California and Tennessee-based company has been accused of wire fraud, fraud and misappropriation.

CFTC charges foreign exchange firm with fraud in a bitcoin-linked Ponzi...

A foreign exchange firm used its investors’ money for personal expenses such as buying a BMW, according to charges brought out against it by the Commodity Futures Trading Commission (CFTC).

CFTC changes financial trade rules to ensure the market keeps evolving...

The financial crisis pushed the US congress to introduce the Dodd-Frank Act to avoid a similar collapse in the future. Now the Commodity Futures Trading Commission (CFTC) has taken another step towards ensuring the evolution of derivatives and swap execution facilities (SEF).

CFTC slams trader with $10m fine

A US regulator has fined a commodity pool operator over $10m for allegedly filling misleading statements and failing to implementing an adequate supervisory system to prevent such misstatements.

US regulator fines South Korean firm $700,000 for spoofing the market

Mirae Asset Daewoo, a South Korean company, has been fined $700,000 for spoofing the Chicago Mercantile Exchange between December 2014 and April 2016.

The US congress is gearing up to vote on new cryptocurrency...

The House of Representatives is looking to vote on legislation about how the Commodity Futures Trading Commission (CFTC) should regulate crypto asse