Tags Compliance

Tag: Compliance

Sikich acquires Process Stream to expand its product suite

Sikich, which designs a range of tools for financial services, has acquired Process Stream to expand its product suite.

SteelEye set to bolster reach with North America expansion

London-headquartered RegTech firm SteelEye is eying development across North America following two strong funding rounds last year.

SEC secures asset freeze on alleged film rights-linked Ponzi scheme

A Hollywood-based film company has had its assets frozen after the Securities Exchange Commission (SEC) claims the firm was harbouring a Ponzi scheme.

KYC Portal’s embedded email function helps reduce manual processes for onboarding

KYC Portal’s embedded email function is designed to reduce manual effort when collecting information for onboarding new clients.

Financial Action Task Force’s draft guidance on virtual assets could be...

The new draft guidance on virtual assets from the Financial Action Task Force (FATF) might its attempt to keep up with the rising pace of the virtual asset market, according to Sigma Ratings.

Quantifind forms a contract with the US’ Department of Defense

Quantifind, a SaaS platform designed to automate financial crimes investigations and screening, has formed a deal with the Defense Innovation Unit (DIU) within the U.S. Department of Defense.

Muinmos partners with RHT Compliance Solutions to support companies in Singapore

RegTech company Muinmos has teamed up with RHT Compliance Solutions to benefit from growing opportunities for its Regulatory Onboarding Engine in Singapore.

Canadian regulators outline regulatory framework for crypto asset trading platforms

The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) have published framework for compliance for crypto asset trading platforms...

ESMA recommends two-step assessment for derogation criteria of DRSPs

The European Securities and Markets Authority (ESMA) has recommended a two-step assessment for derogation criteria of data reporting service providers (DRSPs).

Chainalysis hits the $2bn valuation mark after $100m Series D close

Blockchain analysis company Chainalysis has scored $100m in its Series D round, which brings its valuation to $2bn.
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