Home Tags Compliance
The US Securities and Exchange Commission (SEC) has reportedly proposed a measure that would allow gig workers to get up to 15% of their compensation in stock.
Retirement plan compliance platform Advice Analytics has reportedly won $235,000 at the Seattle Angel Conference.
US-based Compliance.ai has closed its Series A funding round on $3m, which will enable the company to expand into international jurisdictions.
The UK’s Financial Conduct Authority (FCA) has welcomed the Financial Services Bill introduced in Parliament, which it believes will offer high standards and clarity for firms.
No-code risk and compliance solution Unit21 has closed a funding round on $13m to support the growth of its product.
The total funding recorded in Q3 is just half of the total raised in the opening quarter of 2020 as the pandemic leaves investors wary of writing big cheques.
Mission-critical application cybersecurity and compliance platform Onapsis has netted $55m in its Series D round.