Tags ESMA

Tag: ESMA

ESMA slaps Regis-TR with $186,000 fine

The European Securities and Markets Authority (ESMA) has fined trade repository Regis-TR $186,000 due to eight breaches of the European Market Infrastructure Regulation.

ESMA seeks comments on distributed ledger technology usage

The European Securities and Markets Authority (ESMA) has asked for evidence on distributed ledger technology (DLT) and their usage.

ESMA seeks comments on EMIR clearing thresholds

The European Securities and Markets Authority (ESMA) has launched a discussion paper on EMIR clearing thresholds.

ESMA publishes paper setting out plans to change MiFID II reporting...

The European Security and Markets Authority (ESMA) has invited firms to comment on its consultation paper seeking to make reporting requirements changes under MiFID II.

ESMA considers financial sustainability and stability issues in 2022 agenda launch

The European Securities and Markets Authority (ESMA) has published in 2022 Annual Work Programme to set out what it intends to work on over the next 12 months.

ESMA fines UnaVista €238,500 for EMIR failures

The European Securities and Markets Authority (ESMA) has fined trade repository UnaVista for alleged breaches of the European Market Infrastructure Regulation (EMIR).

ESMA slaps €408,000 penalty on derivatives firm due to EMIR data...

The European Securities and Markets Authority (ESMA) has fined DTCC Derivatives Repository for seven breaches of the European Market Infrastructure Regulation (EMIR).

ESMA proposes changes to supervisory fees

The European Securities and Markets Authority (ESMA) has released technical advice to the European Commission on the supervisory fees charged to credit rating agencies (CRAs).

ESMA publishes framework for fourth central counterparty stress test

The European Securities and Markets Authority (ESMA) has announced the framework for the fourth version of its Stress Test for Central Counterparties (CCPs).

ESMA releases final MiFID II and MIFIR market data obligations report

The European Securities and Market Authority (ESMA) has published its final report on MiFID II and MiFIR obligations concerning market data.

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