Tag: Fine

Morgan Stanley faced a substantial security lapse leading to a $6.5m fine that arose from the company’s negligent disposal of hardware.

The UK’s Financial Conduct Authority (FCA) has fined another financial institution for anti-money laundering (AML) failings.

The Financial Conduct Authority (FCA) has fined Metro Bank £10m for breaching the listing rules by publishing incorrect information to investors.

The Financial Conduct Authority (FCA) has fined BGC Brokers, GFI Brokers and GFI Securities – together BGC/GFI - £4.8m for market abuse failings.

Ireland’s Data Protection Commission (DPC) has slapped Meta with a €265m fine after details of over half a billion users were leaked on a hacking page.  

Five US investment bank giants are reportedly faced with $1bn in fines for failing to monitor employees using unauthorised messaging apps.

The Federal Reserve Board has fined Maryland-based EagleBank $9.5m for violating the board’s insider lending regulation.

Digital asset custody, trading and financing platform BitGo is seeking $100m in damages after Galaxy Digital terminates its merger agreement.

A Moscow court has slapped a $358m fine on Google for a failure to restrict access to information prohibited in the country.

Content firewall provider Accellion has come to a settlement of $8.1m to bring to an end a lawsuit over a data breach that involved FTA, its legacy file sharing service.