Tags MiFID II

Tag: MiFID II

MAP FinTech outlines best execution monitoring compliance importance

European RegTech leader MAP FinTech has underlined how RegTech companies can remain compliant with best execution obligations going forward.

ESMA releases final MiFID II and MIFIR market data obligations report

The European Securities and Market Authority (ESMA) has published its final report on MiFID II and MiFIR obligations concerning market data.

Central Bank of Ireland fines J&E Davy €4.1m for MiFID breaches

The Central Bank of Ireland has fined wealth management firm J&E Davy €4.1m after finding four breaches to MiFID regulations between July 2014 and May 2016.

RegTechs solving KYC and AML continue to make up biggest chunk...

The Global RegTech Buyer's Guide reveals the industry has grown to over 1,000 companies globally offering a variety of innovative solutions.

FCA updates its handbook for a post-Brexit UK market

The Financial Conduct Authority (FCA) has published an updated version of the FCA Handbook to give companies ample time to prepare before the Brexit transition period is over.

SteelEye picked by Schroders to aid MiFIR compliance

Compliance technology developer SteelEye has been picked by Schroders to help with MiFIR transaction reporting.

ESMA calls for evidence on review of equity legislation

The EU’s securities markets regulator has published a call for evidence for an upcoming review for two pieces of regulation.

How Muinmos makes it easier for businesses to stay abreast of...

Having already established itself as a leader in automated regulatory compliance, Muinmos has now taken additional steps to make it easier for businesses to meet regulatory demands.

Liopa secures £40m funding package from the UK government

Northern Ireland-based Liopa, which offers automated lip reading technology, has been awarded a £40m package from the UK government.

SteelEye to support Ardent Financial with compliance

Compliance technology and data analytics platform SteelEye has been chosen by securities dealer Ardent Financial to support its MiFID II and MAR compliance.

Watch our webinar to find out more

Learn how to optimise consumer

for POS and remote channels

in digital lending

Essential training, knowledge and forward-thinking 

in RegTech

Enroll today and get 20% OFF the Professional RegTech Certificate

120,000+ FinTech leaders get exclusive industry stories delivered every week