Tag: Regulation

The urgency to address carbon emissions and embrace eco-conscious practices underscores the significance of the housing industry. Continental Europe suffers from vast amounts of CO2 emissions which stem from housing, amplifying the need for transformative measures that enhance energy efficiency and curtail greenhouse gases.

The Financial Conduct Authority (FCA) has recently imposed significant fines on three money transfer firms for violating competition law.

In an age where technology is evolving at a breakneck speed, the need for regulations to link with that is becoming ever more important.  

Regulators in the US are set to tighten the screws on banks regarding which communities they serve through online lending.

As the financial market continues to evolve through the explosion of new technologies, new regulatory challenges will arise. How can technology help fix this?

Compliance Risk, the sole Governance-as-a-Service solution crafted specifically by MSPs for MSPs, has shared significant updates about its direction in the industry.

The private markets have witnessed a substantial increase in managed assets over the last decade, attracting the attention of U.S. regulators aiming to enhance transparency through expanded regulation. With these regulatory developments, it's time to re-evaluate the Global Investment Performance Standards (GIPS), which have evolved from being the gold standard for investment performance presentation to a tool that assists advisers in meeting new regulations.

The Markets in Crypto-Assets Regulation (MiCA) is setting a precedent, crafting a well-structured framework for regulating crypto-assets throughout the European Union (EU) which are not yet encased by current financial services legislations. 

The SEC has always been at the forefront of regulating firms, ensuring they maintain good marketing practices. Its risk alerts play an instrumental role, offering firms the much-needed guidance to prepare for impending examinations.

Flagright recently took a deep dive into the topic of firms adopting a proactive approach to regulatory change management.