Tag: SEC
Navigating the risks: The urgent need for effective MNPI management
In recent years, the management of Material Non-Public Information (MNPI) has emerged as a significant concern within the compliance sphere. Regulatory bodies in the...
The 4 pillars of future financial crime compliance
In the ever-changing world of risk management, where the challenges are formidable and constantly evolving, the role of risk executives and their teams is more vital than ever. The cornerstone of this ecosystem, financial crimes compliance, requires not just vigilance but also a forward-thinking approach to innovation.
The impact of SEC’s cybersecurity disclosure changes on public firms
The US SEC has made significant clarifications regarding its new cyber incident disclosure rules, which came into effect yesterday.
Gensler highlights climate reporting challenges for US firms under EU directives
Gary Gensler, the US SEC chair, has issued a warning about the implications for thousands of US firms in the absence of domestic climate reporting rules.
AIG bags $712m and closes secondary share offering of Corebridge Financial
American International Group, Inc. (AIG) has successfully concluded its secondary offering of Corebridge Financial, Inc. (CRBG) shares, generating approximately $712m.
Sustainable success: Impact investing’s rising potential in 2023
Position Green's US team recently participated in PEI’s inaugural Impact Investor Summit North America. The conference provided a platform for deep discussions on the...
SEC’s 2024 exam priorities: Spotlight on compliance and recordkeeping practices
The SEC exam priorities for 2024 underscore the importance of compliance and recordkeeping within financial services. The focus will be on practices and products...
Navigating the green maze: How to excel in sustainability reporting
In an era where climate concerns are pushing the boundaries of business norms, Climate Week has cast a spotlight on the pressing demand for sustainable action. Position Green's participation has yielded insights that are impossible to ignore: The time to respond to the environmental crisis is now.
BIO-key International prices public offering at $3.75m
BIO-key International, an avant-garde in workforce and customer Identity and Access Management (IAM) solutions, recently announced the pricing details of its latest public offering.
Gary Gensler confirms investor demand for supply chain emissions reporting
The U.S. SEC's proposal for Scope 3 emissions reporting is backed by investors as it offers essential information to gauge company risk.