Tag: SEC

Navigating the future of audit: How technology fuels strategic growth in...

With the ever-emerging organizational risks, boards are constantly on the lookout for ways to mitigate threats. These include areas like ESG, cyber resilience, human capital management, and even the personal liability of directors.

Staying ahead of cyber threats: 7 essential steps for board preparedness

Diligent recently took the opportunity to outline key steps to help firms' boards prepare for cyber risks and regulations.

Proactive conflict management: The future of compliance in financial firms

The contemporary regulatory environment has ushered in an era where the financial penalties and reputational damage of regulatory fines are intolerable for firms. The 2023 Starling Compendium emphasises that firms must instate processes to deter misconduct before it even occurs.

Unlocking the implications of SEC’s newly adopted cyber rules on FinTech

After over a year of deliberations, the US SEC has finally adopted the proposed rules for enhanced cyber disclosures.

Push for transparency: SEC demands FinTech firms disclose cyber incidents

The SEC has recently enforced new rules requiring registered entities to divulge significant cyber incidents.

US Republicans on the offensive against ESG investing and reporting

US Republicans have unveiled a slew of legislation aimed at curbing the influence of ESG initiatives on financial and capital markets.

Digital private markets leader Netcapital secures $1.2m in public offering

Netcapital, a distinguished player in the digital private capital markets ecosystem, has made an important announcement today.

Global regulators turn the heat up on trade surveillance: How can...

In a recent post, RegTech firm Eventus outlined key reasons why practitioners must be the key drivers behind trade compliance. 

The rise of the ISSB: Navigating the new era of sustainability...

In a recent post by Diligent, the company outlined some key details surrounding the International Sustainability Standards Board (ISSB).

Unpacking the SEC climate disclosure rule: a shift towards sustainability reporting

Position Green's Managing Director in the USA, Jason Stanley, has shed light on the intricate details of the US Securities and Exchange Commission's (SEC) newly proposed climate disclosure rule, explaining its far-reaching implications on US and foreign private issuers.

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