Tag: SEC

Netcapital, a digital private capital markets ecosystem listed on Nasdaq as NCPL and NCPLW, has entered into definitive agreements to offer an aggregate of 1.1m shares of its common stock at $1.55 per share.

eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.

The SEC has proposed new requirements to a number of key industry stakeholders to address cybersecurity risks.

Gary Gensler, the chair of the US Securities and Exchange Commission, has said the SEC is considering adjusting its climate risk disclosure rules for public firms.

The US Securities and Exchange Commission (SEC) has revealed that ESG investing will be a key focus in its Division of Examinations in 2023.

The Securities and Exchange Commission has charged Nexo with failing to register the offer and sale of its retail crypro asset product the Earn Interest Product.

The SEC has charged Genesis and Gemini for the unregistered offer and sale of securities to retail investors through the Gemini Earn crypto asset lending program.

As we slowly make our way into the New Year, 2023 is shaping up to be a big year for the introduction of new...

The Securities and Exchange Commission (SEC) has charged Goldman Sachs Asset Management for false advertisement of funds and account strategies. 

The Securities and Exchange Commission (SEC) has settled charges against Koppers Holdings for failure to disclose material information.