Tag: Theta Lake

Theta Lake recently provided a deeper look into the high level of fines that are being aimed at financial institutions. 

Emojis, while being a widespread form of modern expression, can potentially cause legal problems for firms.

After over a year since it was announced, the Consumer Duty regulation has finally come into effect in the UK this week.

Theta Lake recently explained to its readers and customers more about digital communications governance and its role in it. 

Since 2018, Theta Lake, has formed a strong partnership with Zoom, one of the world's leading video conferencing platforms.

The UK's Financial Conduct Authority (FCA) recently released a ten-point checklist for companies in anticipation of the new Consumer Duty regulation set to be enforced on July 31, 2023. This regulation marks a pivotal shift in the regulatory landscape, impacting both new and existing services and products available for sale or renewal.

AI has long been touted as the future for many industries, and the explosion of ChatGPT may have revealed that that future is now here.

The global regulatory landscape is increasingly demanding comprehensive record keeping strategies from firms. This focus is escalating as both regulators and firms are investing...

In the rapidly evolving FinTech space, executive-level individuals across various organisations are finding themselves under the microscope. Theta Lake's Susannah Hammond recently explored the current minefield of accountability. 

More transactions and interactions are taking place digitally, and the importance of ensuring compliance in communications has risen.