Tag: UBS

Financial market infrastructure developer Axoni nabs $31m in its funding round

Financial market infrastructure platform Axoni has closed a $31m funding round from a wave of new strategic investors.

24 FinTech investment rounds from the last week that could tell...

As COVID-19 continues to wreak havoc in the global economy, FinTech companies have continued to raise capital. Here's what the rounds from the past seven days tell us.

Cambrian Asset Management bags $4.2m in its seed round

Quantitative investment firm for digital assets Cambrian Asset Management has bagged $4.2m in its oversubscribed seed round.

iptiQ forms deal with UBS to help mortgage customers get better...

White-labelling digital insurance platform iptiQ has teamed up with UBS to launch integrated bancassurance solutions for mortgage customers.

Neptune Networks closes $15m in funding from host of corporate investors

Neptune Networks, a data platform for the bond market, has scored $15m in a funding round which was raised from a number of institutional investors.

Leading venture capital firms and accelerators drove investment in RegTech solutions...

Accel has been the most active backer of innovative RegTech and information security companies with 25 investments since 2015 The potential size of the...

Hong Kong’s markets watchdog has lifted UBS’ ban on leading IPOs

The Securities and Futures Commission (SFC) of Hong Kong has lifted the ban on UBS to support initial public offerings (IPOs).

Singapore regulator slams UBS with $11.2m fine for “unacceptable” deceptive behaviour

UBS has landed it legal hot waters in Singapore after its employees overcharged and failed to be transparent to clients.

UBS fined $51m by Hong Kong regulator for overcharging

Swiss multinational investment bank UBS has reportedly been fined HKD $400M ($51m) by Hong Kong’s securities regulator for overcharging around 5,000 clients. The Hong Kong...

Personal finance app SigFig secures $50m Series E

Personal finance app SigFig has secured a $50m Series E equity round led by growth equity firm General Atlantic.

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